Investigating a physical basis for spectroscopic estimates of leaf nitrogen concentration
Raymond F. Kokaly
U.S. Geological Survey
MS 973, Box 25046
Denver Federal Center
Denver, CO 80225
(303) 236-1359
(303) 236-3200 FAX
This on-line version was submitted to
Remote Sensing of Environment
March 20, 2000
Final version accepted with minor revisions to
Remote Sensing of Environment
July 10, 2000
ABSTRACT
The reflectance spectra of dried and ground plant foliage are examined for changes directly due to increasing nitrogen concentration. A broadening of the 2.1 µm absorption feature is observed as nitrogen concentration increases. The broadening is shown to arise from two absorptions at 2.054 µm and 2.172 µm. The wavelength positions of these absorptions coincide with the absorption characteristics of the nitrogen-containing amide bonds in proteins. The observed presence of these absorption features in the reflectance spectra of dried foliage is suggested to form a physical basis for high correlations established by stepwise multiple linear regression (SMLR) techniques between the reflectance of dry plant samples with their nitrogen concentration. The consistent change in the 2.1 µm absorption feature as nitrogen increases and the offset position of protein absorptions compared to those of other plant components together indicate that a generally applicable algorithm may be developed for spectroscopic estimates of nitrogen concentration from the reflectance spectra of dried plant foliage samples.
INTRODUCTION
Estimates of biochemical concentrations
in plants have been made using statistical regression methods applied to
the spectral reflectance of dry foliage measured in the laboratory. However,
a strong physical basis for high correlations between nitrogen concentration
and the near-infrared reflectance spectra of natural vegetation has not
been fully developed. This research on estimation of plant biochemical
concentrations has been motivated by studies which linked nitrogen, lignin
and cellulose concentrations to canopy biophysical processes, for example
nutrient cycling (Aber and Federer, 1992 and Stuedler et al., 1989). Ultimately,
in order to study canopy level biophysical and biochemical processes, estimates
of canopy biochemistry using remotely sensed spectral measurements are
desired. Several studies have shown that high correlation between canopy
reflectance and nitrogen concentration can be achieved using stepwise multiple
linear regression (SMLR) (Martin and Aber 1997, LaCapra et al 1996, Gastellu-Etchegorry
et al 1995, Johnson et al 1994, Matson et al 1994, Wessman et al 1989).
In each study, different wavelengths were found to produce the high correlations.
Martin and Aber (1997) and LaCapra et al (1996) demonstrated that equations
for estimating nitrogen derived from one site were unable to predict the
nitrogen concentrations for other sites. The suggested reasons for this
are many, including: inaccurate atmospheric correction, variability in
the magnitudes of nitrogen levels between data sets, canopy architecture
effects, sensor limitations, and background vegetation and soil influences.
However, Grossman et al (1996) found similar inconsistencies in wavelength
selection and inter-site nitrogen predictions at the leaf level and, furthermore,
that the band selection by SMLR does not appear to be based on the absorption
characteristics of the chemical being examined. Thus, many issues remain
to be examined in developing a robust remote sensing method of estimating
canopy chemistry, including: 1) are there observable influences of variable
nitrogen concentration in the reflectance spectra of plants and 2) can
nitrogen predictions be made across leaf level data sets.
The second issue of successful cross-site predictions of nitrogen concentration
may be addressed by examining the history of past laboratory studies. Estimation
of plant biochemical concentrations with spectroscopy began with laboratory
analysis of dried and ground samples of animal forage (Norris et al., 1976
and Marten et al., 1989). These methods stressed the importance of controlled
laboratory methods for reducing noise levels and the limited application
of regression equations to samples of the same type used in calibration
(Marten et al., 1989). Such methods have been extended to less controlled
data sets of forest foliage (Kokaly and Clark, 1999, Bolster et al., 1996,
Johnson and Billow, 1996, and McLellan et al., 1991a). In these
studies, reflectance (R), log(1/R), and calculated
derivatives of log(1/R) at a variety of wavelength positions in the near-infrared
were highly correlated with biochemical concentrations. Recently, Kokaly
and Clark (1999) presented a method for estimating biochemical concentrations
using an analysis of the absorption features present in reflectance spectra
of dried vegetation. Nitrogen predictions between data sets were
made with low root mean square error (0.17% N by dry weight).
This method showed a strong correlation (R2 = 0.95) between
nitrogen concentration and the continuum removed and normalized band depths
at five locations in the broad absorption feature at 2.1 µm
for 840 samples of evergreen needles, deciduous leaves and other plant
foliage. Interpretation of the wavelengths selected by regression analyses
has been difficult because the many leaf components have absorption features
which overlap in the near-infrared wavelength region. However, early research
did point to the fact that protein has absorptions in the near infrared
at 2.054 and 2.172 µm
as justification for the use of near-infrared spectra for estimations (Davies
and Grant, 1988 and Murray, 1988). The recent research on the near-infrared
spectra of forest foliage has focused more on the statistical methods to
achieve high regressions and less on the physical basis of such high correlations.
This paper partly addresses the first issue regarding remotely sensing
canopy chemistry by examining reflectance spectra of dried and ground foliage
in order to explore a physical basis for high
correlations between near-infrared reflectance spectra and the nitrogen
concentration of dried plant foliage. Selected plant spectra were examined
to define changes in absorption features associated with increases in nitrogen
concentration. These changes were examined for consistency across species
and ranges in nitrogen concentration. Next, an attempt was made to link
the reflectance changes with the absorption features of nitrogen-containing
biochemical components of plants. Specifically, the wavelength positions
of protein absorption features were compared to the changes in reflectance
spectra that occurred as nitrogen concentration increased. The spectra
of dried and ground leaves were examined to alleviate the strong influence
of leaf water content on the reflectance spectra of fresh leaves in the
near-infrared wavelength region.
METHODS
Spectral Feature Analysis
In order to compare the shapes of the absorption
features between samples, this study uses a method of normalization called
continuum removal. Continuum removal, or baseline normalization, is a method
commonly used in laboratory infrared spectroscopy (Ingle, 1988). Clark
and Roush (1984) discussed the application of this method to remotely-sensed
reflectance spectra. Continuum removal is a numerical method to estimate
the absorptions not due to the band of interest and remove their effects
(Clark and Roush, 1984 and Clark, 1999). The continuum removal may be made
by using linear segments; however, more rigorous treatment might be done
with gaussian band shapes (Clark and Roush, 1984). Figure 1 shows the effect
of continuum removal for the major absorption features in dried plant samples.
The initial step is calculating the equation for a line between the continuum
endpoints of the reflectance data (Figure 1a). Subsequently, the reflectance
value for each point in the absorption band is divided by the reflectance
level of the continuum line at the corresponding wavelength to establish
the continuum removed spectral features in Figure 1b.
Figure 1a at 72dpi.
Figure 1b at 72dpi.
Figure 1a at 150dpi
Figure 1a at 300dpi
Figure 1b at 150dpi
Figure 1b at 300dpi
Figure 1. The reflectance spectrum of a sample of dried and ground white pine needles (Figure 1a) and the continuum lines for three major absorption features in a dry leaf. The isolated continuum removed reflectance for the three absorption features after the continuum removal calculation (Figure 1b).
Continuum removed absorption features can
be compared by scaling them to the same depth at the band center, thus,
allowing a comparison of the shapes of absorption features (see Kokaly
and Clark, 1999). Figure 2 shows a comparison of band-depth normalized
and continuum-removed shapes of the 2.1 µm
absorption feature for two samples of dried and ground foliage. In this
study, the short and long wavelength continuum endpoints of the 2.1 µm
absorption feature were established at 2.01 µm
and 2.222 µm,
respectively. These endpoints correspond to the approximate minimum in
absorption on either side of the 2.1 µm
absorption feature. In Figure 2, the shape of the spectrum of the deciduous
leaf sample of a basswood tree is broader than that of the rice sample.
The challenge is to determine the cause(s) of the shape difference. Is
the shape change due to variations in biochemical content, cell structure,
or other properties of the samples?
Figure 2 at 72dpi.
Figure 2 at 150dpi
Figure 2 at 300dpi
Figure 2. The continuum removed reflectance of the 2.1 µm absorption feature showing the disparate absorption characteristics for two samples of dried and ground foliage: rice (dashed line) and basswood (solid line).
NASA ACCP Data Set
The NASA ACCP data set was compiled by
an interdisciplinary team to investigate the feasibility of making estimates
of canopy biochemical composition from remote sensing observations (ACCP,
1994). The full data set consists of plant materials collected from several
sites: three eastern U.S. forests, a slash pine plantation, rice fields,
and Douglas-fir seedlings grown in a greenhouse. More than 30 deciduous
and coniferous tree species were represented by the 809 samples. All data
except for the Douglas-fir were analyzed by Newman et al. (1994) for nitrogen
concentration (presented in % dry weight) using a Perkin-Elmer CHN Elemental
Analyzer. Lignin and cellulose concentration were determined by a modified
wood-products chemistry procedure (see Newman et al., 1994). The Douglas-fir
samples were analyzed for nitrogen by Johnson and Billow (1996) with a
Perstorp Analytical RFA/2 continuous flow auto-analyzer.
Reflectance data (R) used in this study
were converted from log(1/R) data for the specimens gathered by the NASA
Accelerated Canopy Chemistry Program (ACCP, 1994). Prior to analysis, all
samples were oven dried at 70o C for 48 hours, ground through
a 1 mm mesh, and homogenized by Newman et al. (1994) as part of the NASA
ACCP. Spectral reflectance was measured with a NIRSystems(1)
Model 6250 scanning monochromator with spinning sample cup module by Bolster
et al. (1996). Reflectance data were gathered over the wavelength range
from 1.100-2.498 µm
at a 2 nm sampling interval with a 10 nm bandpass. For Douglas-fir samples,
Johnson and Billow (1996) measured reflectance with a NIRSystems Model
6500 scanning monochromator over the wavelength range 0.400-2.498 µm
at the same sampling interval and bandpass as the NIRSystems 6250 instrument.
Sorted Samples from the NASA ACCP Data Set
To evaluate changes in spectral features
observed in the reflectance of dry vegetation in terms of changes in nitrogen
concentration only, the entire NASA ACCP data set of chemical concentrations
was sorted to define a subset of samples which vary in nitrogen concentrations
but not lignin and cellulose concentrations. Table 1 shows three selected
pairs of samples and their associated biochemical concentrations resulting
from this sort. The results include same-species and different-species
matches in lignin and cellulose concentration. The first match, the same-species
pair of Douglas-Fir samples, has a large difference in the concentration
of nitrogen (2.06% N). The Douglas-Fir fertilization experiments were designed
to reduce differences in other leaf biochemical constituents and measurements
of specific leaf area suggest large differences in carbon accumulation
were avoided in the fertilized seedlings (Dungan et al, 1996). However,
the lignin and cellulose concentrations were not determined leaving an
ambiguity as to whether differences in reflectance spectra may be caused
by changes in these unmeasured leaf components. The second match, the same-species
pair of slash pine samples, has a moderate variation in nitrogen concentration
(0.87% N) and extremely close concentrations of lignin and cellulose. The
final comparison, the interspecies pair of Norway spruce and basswood,
has an extreme difference in nitrogen concentration (2.22% N) and variations
in lignin and cellulose of under 0.5%. There are many other leaf components
in addition to lignin and cellulose; thus, it is possible that any changes
in reflectance may arise from these unmeasured components instead of nitrogen.
In order to directly link shape changes in the 2.1 µm
absorption feature to nitrogen, this study assessed whether the absorption
features of nitrogen-containing compounds are in the proper wavelength
position to cause the shape changes.
RESULTS
Figure 3a shows the scaled continuum removed
2.1 µm absorption
feature of the two Douglas-fir samples (DF). The 2.1 µm
absorption feature changes from a relatively narrow feature in the low
nitrogen sample (df_sample14) to a more broad absorption feature of the
higher nitrogen sample (df_sample77). Figure 3b shows the ratio of the
two features which enhances the differences. The ratio of the continuum
removed and scaled absorption features suggest that the broadening arises
from absorptions centered at 2.054 µm
and 2.172 µm.
Figure 3a at 72dpi.
Figure 3b at 72dpi.
Figure 3a at 150dpi
Figure 3a at 300dpi
Figure 3b at 150dpi
Figure 3b at 300dpi
Figure 3. The continuum removed reflectance (Figure 3a) of the 2.1 µm absorption feature for two dried and ground Douglas-fir samples: a low nitrogen sample (dashed line) and a high nitrogen sample (solid line). The ratio of these two continuum removed reflectance spectra are shown in Figure 3b indicating that absorptions at 2.054 µm and 2.172 µm cause a broadening of the 2.1 µm absorption feature as nitrogen concentration increases.
Figure 4a shows the change in the 2.1 µm
absorption feature as the nitrogen concentration increases for the Slash
Pine subset (SP). The spectral changes of the SP pair (Figure 4b) are similar
to the DF pair as the nitrogen concentration increases (Figure 3b). The
magnitude of the change is less than that observed between the Douglas-fir
samples. Finally, Figure 5a shows the change in the 2.1 µm
absorption feature as the nitrogen concentration increases for the interspecies
pair of Norway Spruce-Basswood samples (NS-BW). Again, as concentration
of nitrogen increases from a low value of 1.29% N in the Norway Spruce
sample to the high value of 3.51% in the Basswood sample, the corresponding
spectra show a broadening of the 2.1 µm
absorption feature. The ratios of all three pairs (Figures 3b, 4b, and 5b) show the broadened absorption feature to arise from absorptions centered
near 2.054 µm
and 2.172 µm
Figure 4a at 150dpi
Figure 4b at 150dpi
Figure 4. The continuum removed reflectance
(Figure 4a) of the 2.1 µm
absorption feature for two dried and ground slash pine samples: a low nitrogen
sample (dashed line) and a relatively higher nitrogen sample (solid line).
The ratio of these two continuum removed reflectance spectra are shown
in Figure 4b.
Figure 4a at 72dpi.
Figure 4b at 72dpi.
Figure 4a at 300dpi
Figure 4b at 300dpi
Figure 5a at 72dpi.
Figure 5b at 72dpi.
Figure 5a at 150dpi
Figure 5a at 300dpi
Figure 5b at 150dpi
Figure 5b at 300dpi
Figure 5. The continuum removed reflectance (Figure 5a) of the 2.1 µm absorption feature for two samples: a low nitrogen sample of dried and ground Norway spruce needles (dashed line) and a high nitrogen sample of dried and ground basswood leaves (solid line). The ratio of these two continuum removed reflectance spectra are shown in Figure 5b again indicating that absorptions at 2.054 µm and 2.172 µm cause a broadening of the 2.1 µm absorption feature as nitrogen concentration increases.
DISCUSSION
Relating Protein Absorption Features
to Reflectance Spectra of Dried and Ground Foliage
The results presented in this study show
that the broadening of the 2.1 µm
absorption feature in dry plant spectra arise from two absorption features
centered at 2.054 µm and 2.172 µm.
To determine if these observed absorptions may be related to nitrogen containing
compounds in the plants the wavelength positions of the observed absorptions
were compared to wavelength positions of protein absorptions. Protein is
the major nitrogen containing biochemical in plants. Davies and Grant (1988)
present the spectra of various proteins. Elvidge (1990) shows the reflectance
spectrum of the protein D-ribulose 1-5-diphosphate carboxylase (rubisco),
an important plant protein with a major role in photosynthesis. According
to Elvidge (1990), this protein accounts for 30 to 50 percent of the nitrogen
in green leaves and is the most abundant protein in chloroplasts and perhaps
the most plentiful protein on the planet. The protein spectra presented
in Davies and Grant (1988) and the Elvidge (1990) rubisco spectrum all
show absorptions centered near 2.054 µm
and 2.172 µm
of varying intensity. Thus, the wavelength positions of these persistent
protein absorptions match those of the absorption features related to the
broadening of the 2.1 µm
absorption feature of the dry leaves as nitrogen concentration increases
from low to high concentration.
To firmly attribute the changes observed
in the shape of the 2.1 µm
absorption feature to an increase in the concentration of nitrogen, the
protein absorptions at 2.054 µm
and 2.172 µm
must be shown to arise from bonds containing nitrogen. In the near infrared
region of the electromagnetic spectrum, absorption features are commonly
the result of overtones and combinations of fundamental absorptions at
longer wavelengths (i.e., in the middle infrared region). The wavelength
positions of the infrared absorptions of the polypeptide linkages in proteins
are listed in Table 2. The assignment of the chemical bonds from which
these absorptions derive from are based on infrared reflectance measurements
of model compounds made by Miyazawa et al. (1956). The absorptions of the
peptide linkage involve the carbon and nitrogen bond, which is the peptide
bond center, and the interaction with attached oxygen and hydrogen atoms.
Thus, C-N, C=O, and N-H bonds all contribute to the characteristic absorptions
related to the peptide linkage. The protein absorptions commonly observed
near 2.054 µm
and 2.172 µm
arise from combinations of several nitrogen related absorptions as shown
in Table 3 (Harris and Chapman, 1994). Thus, the protein absorptions at
2.054 µm
and 2.172 µm
absorptions all have some character related to nitrogen containing bonds.
In summary, protein reflectance spectra
show absorptions due to combinations of the characteristic absorptions
of the amide bond (CONH2) between peptide units. The 2.054 µm
and 2.172 µm
absorptions of proteins result directly from nitrogen in the molecular
structure, in particular from C-N and N-H bonds. As shown in Figures 3-5,
the plant spectra of dry leaf matter show changes due to absorptions centered
at 2.054 µm
and 2.172 µm
as nitrogen concentration increases. This coincidence suggests that the
2.1 µm
feature in dry leaf reflectance spectra broadens directly as a result of
increased concentration of protein, and therefore nitrogen, within the
plant material. Thus, this study demonstrates a link between increased
nitrogen concentration and specific changes in the reflectance spectra
of dry foliage.
Estimating Biochemical Concentrations
in the Presence of Overlapping Absorptions
Figure 6 shows the reflectance spectra
of protein (a vegetable protein nutrient supplement) and cellulose (100%
cotton-bond paper). Both spectra show absorption features in the 2.0 -
2.2 µm region.
Figure 6 shows that cellulose, a polymer of glucose and the major constituent
of plants by dry weight, absorbs near the center of the 2.1 µm
absorption feature observed in dry plant foliage. Starch, another polymer
of glucose, has absorption properties similar to cellulose due to the same
carbohydrate composition but slightly different configuration (i.e., the
structural arrangement of bonds) of the molecules. All major plant components,
other than protein, show an absorption centered at 2.1 µm
(see figures in Elvidge, 1990). As cellulose, starch and hemi-cellulose
have very similar spectra, the estimation of cellulose concentration may
be subject to a sizable error because its reflectance properties can easily
be confused with these other plant components.
Figure 6 at 72dpi.
Figure 6 at 150dpi
Figure 6 at 300dpi
Figure 6. Reflectance spectra of leaf constituents: protein (vegetable protein in powder form) and cellulose (100% cotton-bond paper). The protein spectrum shows two absorptions at 2.055 µm and 2.172 µm which lie on the shoulders of the broad 2.104 µm absorption feature of cellulose.
Protein absorptions centered near 2.054 µm
and 2.172 µm are uniquely
situated compared to cellulose (Figure 6) and the other major plant constituents,
including lignin (see spectra in Elvidge, 1990). The offset in the position
of absorptions indicates that, though nitrogen is a small fraction of the
leaf by weight, changes in nitrogen concentration within the leaf may have
significant impact on reflectance. This is an important consideration,
suggesting that reflectance changes due to increased nitrogen may be detectable
even when other components have variable concentrations.
In addition to protein, other nitrogen-containing
plant constituents potentially have absorption features in the near infrared.
Chlorophylls are other major nitrogen-containing components of plants.
The chemical structures of chlorophylls are markedly different from proteins.
The nitrogen atoms in chlorophylls are present in the porphyrin ring of
the molecule around a central magnesium ion and do not have attached hydrogen.
Chlorophyll a and b in plants do not contain amide bonds and N-H absorption
features do not appear in their infrared spectra (Katz et al 1966). Chlorophylls
exhibit strong absorption in the visible region arising from conjugated
carbon-carbon single and double bonds of the porphyrin ring and the Mg
ion. The infrared spectra of chlorophylls show strong absorption due to
C-H bonds in the phytol tail of the molecule (Katz et al 1966). Thus, the
spectra of chlorophylls differ greatly from proteins because of their different
chemical structures. The differential absorption properties of protein
and chlorophyll might lead to the development of algorithms which use both
visible and near-infrared wavelength regions to estimate nitrogen concentration.
Past Empirical Studies Examined in Terms
of Results in this Study
This study demonstrates that increases
in nitrogen concentration have a consistent influence on the overall shape
of the 2.1 µm
absorption feature due to absorptions centered near 2.054 µm
and 2.172 µm
Previous studies have used statistical methods to link reflectance at certain
wavelengths to changes in nitrogen or protein concentration. Table 4 presents
the wavelength selection in previous statistical studies. In general, wavelengths
in the 2.1 µm
absorption feature were selected. In particular, wavelengths close to the
2.054 µm
and 2.172 µm
were found to be correlated with nitrogen concentration in nearly every
study (as shown by boldface type in Table 4). The results from these empirical
studies support the current hypothesis that nitrogen-containing protein
absorptions represent a sound physical basis for estimating nitrogen concentration
using reflectance spectra of dried and ground leaves.
Some previous studies have concluded that
nitrogen containing compounds may have different spectral signatures from
plant to plant (LaCapra et al 1996 and Jacquemoud et al 1995). However,
the consistent spectral changes in this study taken together with success
at cross-species prediction of nitrogen by Kokaly and Clark (1999) indicate
that nitrogen containing compounds such as proteins have consistent absorption
characteristics in all plants. Thus, it may be possible to develop a generally
applicable algorithm capable of predicting nitrogen concentration in dry
plant foliage from their reflectance spectra.
As the absorptions due to water are very
strong, the weaker absorptions due to the plant biochemical components
are less apparent in the reflectance spectra of fresh leaves. However,
the regressions of nitrogen concentration in fresh and intact Douglas-fir
needles with derivative and logarithmic transforms of reflectance spectra
by Johnson and Billow (1996) showed strong correlations with the 2.1 µm
absorption feature. In that study, samples of a single species (Psuedotsuga
menseii) were manipulated by fertilization treatments to induce a wide
range of nitrogen concentrations in the foliage. On the basis of that study,
it appears that the reflectance spectra of same-species samples with large
variations in nitrogen concentrations may differ enough to overcome the
strong influence of water.
CONCLUSIONS
The near-infrared spectra of leaves result
from a complex combination of scattering processes and overlapping absorptions
arising from water and biochemical components. The present study demonstrated
a physical basis for the link between the reflectance spectra of dried
and ground foliage and nitrogen concentration based on protein absorptions
at 2.054 µm
and 2.172 µm
The major difference in the 2.1 µm
absorption features of samples with different nitrogen concentration is
the change from a relatively narrow feature for samples with low nitrogen
concentration to a broad absorption feature for samples with higher nitrogen
concentration. Ratios of continuum removed and scaled absorption features
for three pairs of samples differing only in their measured nitrogen concentrations
showed the broadened absorption feature to arise from absorptions centered
near 2.054 µm
and 2.172 µm.
These absorptions were attributed to protein absorptions which originate
from nitrogen in the molecular structure, in particular from C-N and N-H
bonds. A review of past studies showed that statistical nitrogen estimation
methods consistently choose wavelengths near these two absorptions. Although
many generic applications of stepwise multiple linear regression have yielded
high correlations for only isolated data sets, this study suggested
that a restriction of the input set of wavelengths to areas of known physical
absorption properties of the protein or other component of interest and
an avoidance of strong water absorption features may give more consistent
inter-site results.
The observed broadening of the 2.1 µm
absorption feature as nitrogen concentration increases indicates that a
generally applicable algorithm may be developed at the laboratory level
to make estimates of nitrogen from the spectra of dried plant foliage.
However, other leaf constituents have absorptions in the 2.1 µm
wavelength region. Thus, the general assumption that the absorption feature
broadens as nitrogen increases may be valid only for constant cellulose
and lignin levels. Independent changes in the concentration of these other
two components could cause the shape of the absorption feature to alter.
However, the offset position of the protein absorptions compared to other
leaf components suggests changes in nitrogen concentration may be observable
in spectra despite complications arising from the absorptions of other
leaf constituents. Additional studies should be conducted for other leaf
components to improve the understanding of the near-infrared spectra of
dry leaves. In this manner the physical basis of generally applicable algorithms
for spectroscopic estimates of plant biochemical concentrations may be
further developed.
ACKNOWLEDGEMENTS
This research was supported, in part, by the NASA Accelerated Canopy Chemistry Program through Interagency Agreement W-18,644. The author wishes to acknowledge the members of the NASA ACCP for their contributions of data sets important to spectroscopic studies of vegetation. Dr. Roger N. Clark provided his expert knowledge of spectroscopy to assist the author in the interpretations presented in this study. The author appreciates the tutelage of Dr. William C. Stickler in organic chemistry which aided in the understanding of plant biochemistry and protein spectra. Dr. Trude V.V. King and Dr. Ralph Root provided helpful reviews of this paper. Chemistry measurements and near-infrared spectra are available for the NASA ACCP data set at http://www-eosdis.ornl.gov/daacpages/accp.html.
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Table 1. Matched pairs of samples from
the NASA ACCP data set with nearly equal lignin and cellulose concentrations
and varied nitrogen concentrations.
| Match Designator | Sample ID | Sample Type | Biochemical Concentrations
(% by dry weight) |
||
| Nitrogen | Lignin | Cellulose | |||
| DF | df_sample14 | Douglas-fir needles | 1.01 | *** | *** |
| df_sample77 | Douglas-fir needles | 3.07 | *** | *** | |
| SP | 92UCS3A116 | Slash pine needles | 0.62 | 21.52 | 36.86 |
| 92UCS3A154 | Slash pine needles | 1.49 | 20.79 | 36.16 | |
| NS-BW | 92HFS12NS2 | Norway spruce needles | 1.29 | 22.61 | 42.62 |
| 92BHS10BW2 | Basswood leaf | 3.51 | 22.43 | 43.09 | |
Table 2. Characteristic Infrared Absorptions
of the Amide Bonds in Proteinsa.
| Designation | Approximate Wavelength (µm) | Approximate Frequency (cm-1) | Chemical Bond Origin |
| A | 3.030 | 3300 | N-H stretching |
| B | 3.225 | 3100 | N-H stretching |
| I | 5.917 - 6.25 | 1690-1600 | C=O stretching, N-H bending, C-N stretching |
| II | 6.349 - 6.757 | 1575-1480 | N-H bending, C-N stretching |
| III | 7.686 - 8.137 | 1301-1229 | C-N stretching, N-H bending, C=0 stretching, O=C-N bending |
| IV | 13.03 - 16.00 | 767-625 | O=C-N bending, others |
| V | 12.50 - 15.63 | 800-640 | N-H bending |
| VI | 16.50 - 18.62 | 606-537 | C=O bending |
| VII | 50.0 | 200 | C-N torsion |
Table 3. Center Wavelength Positions of
Combination Vibrational Absorptions Arising from Amide Bonds in Polypeptides
and Proteinsa.
| Wavelength (µm) | Combination |
| 2.054 | N-H stretch + Amide II |
| 2.168 | 2 x Amide I + Amide III |
Table 4. Wavelengths of Reflectance and
Derivatives Correlated with Nitrogen or Crude Protein Concentration By
Statistical Methods for Dry Vegetation Matter.
| Reference | Correlated Wavelengths (µm) | Sample Types | Spectral Data Type |
| Kokaly and Clark, 1999 | 2.036, 2.050, 2.078, 2.152, 2.180 | Primarily dried and ground coniferous and deciduous forest foliage (NASA ACCP) | Normalized and continuum removed reflectance |
| Bolster et al., 1996 | 1.192, 1.98, 2.056, 2.168 | Primarily dried and ground coniferous and deciduous forest foliage (NASA ACCP) | 2nd derivative of
Log 1/R |
| McClellan et al., 1991a | 1.686, 1.978, 2.170 | Coniferous and deciduous forest foliage | 2nd derivative of
Log 1/R |
| McClellan et al., 1991b | 1.230, 2.090, 2.174, 2.378 | Forest litter samples | 2nd derivative of
Log 1/R |
| Card et al., 1988 | 2.03, 2.11, 2.12, 2.18, 2.21, 2.31 | Dried and ground forest foliage | Log 1/R |
| Marten et al., 1983* | 1.822, 2.142, 2.174, 2.490 | Dried and ground forage matter | Log 1/R |
| Norris et al., 1976* | 1.574, 1.610, 1.786, 1.818, 2.084, 2.100, 2.164, 2.254 | Dried and ground forage matter | 2nd derivative of
Log 1/R |
| Johnson and Billow, 1996 | 1.722, 2.142, 2.346 | Dry and intact Douglas-fir needles | 1st derivative of
Log 1/R |
| Johnson and Billow, 1996 | 2.156-2.160, 2.172, and others | Fresh and intact Douglas-fir needles | 1st derivative of
Log 1/R |
Figure Captions
Figure 1. The reflectance spectrum of a sample of dried and ground white pine needles (Figure 1a) and the continuum lines for three major absorption features in a dry leaf. The isolated continuum removed reflectance for the three absorption features after the continuum removal calculation (Figure 1b).
Figure 2. The continuum removed reflectance
of the 2.1 µm
absorption feature showing the disparate absorption characteristics for
two samples of dried and ground foliage: rice (dashed line) and basswood
(solid line).
Figure 3. The continuum removed reflectance
(Figure 3a) of the 2.1 µm
absorption feature for two dried and ground Douglas-fir samples: a low
nitrogen sample (dashed line) and a high nitrogen sample (solid line).
The ratio of these two continuum removed reflectance spectra are shown
in Figure 3b indicating that absorptions at 2.054 µm
and 2.172 µm
cause a broadening of the 2.1 µm
absorption feature as nitrogen concentration increases.
Figure 4. The continuum removed reflectance
(Figure 4a) of the 2.1 µm
absorption feature for two dried and ground slash pine samples: a low nitrogen
sample (dashed line) and a relatively higher nitrogen sample (solid line).
The ratio of these two continuum removed reflectance spectra are shown
in Figure 4b.
Figure 5. The continuum removed reflectance
(Figure 5a) of the 2.1 µm
absorption feature for two samples: a low nitrogen sample of dried and
ground Norway spruce needles (dashed line) and a high nitrogen sample of
dried and ground basswood leaves (solid line). The ratio of these two continuum
removed reflectance spectra are shown in Figure 5b again indicating that
absorptions at 2.054 µm
and 2.172 µm
cause a broadening of the 2.1 µm
absorption feature as nitrogen concentration increases.
Figure 6. Reflectance spectra of leaf constituents: protein (vegetable protein in powder form) and cellulose (100% cotton-bond paper). The protein spectrum shows two absorptions at 2.055 µm and 2.172 µm which lie on the shoulders of the broad 2.104 µm absorption feature of cellulose.
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